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Barron's on Mark-to-Market Accounting: Way Off Base
The problem isn't that banks own too many securities. Here are three reason why.

Zach Maxfield
Posted 02/17/2009
bankstocks.com
zmaxfield@bankstocks.com

Barron’s Jacqueline Doherty seems to think banks brought their mark-to-market accounting problems on themselves, by investing too much in securities. That’s nuts. Doherty misses three huge points:  

1.  If banks did not hold as many securities as they do, many more would have failed.  In a liquidity crisis, where bank runs can kill a bank, a bank’s only source of liquidity is its securities portfolio. If you think securities prices are under pressure, look at whole loan pricing and try to sell loans quickly. 

2. Fair value is a relative concept, based on the holder's cost of funds.  A relatively healthy bank's cost to carry is lower than the market's required rate of return.  Accordingly, the securities’ value to banks is higher than the "market" price.

3. Securitization and capital requirements are the reason banks hold more securities now than they did in the past.  It’s more capital-efficient for a bank to hold securities instead of whole mortgages.  This makes sense because it securities are generally less risky: most securities on a bank's balance are highly rated and have substantial subordination below them.  So banks give up yield for liquidity, capital efficiency, and safety. 

Doherty’s right, though, when she points out MTM’s pro-cyclical effect--which has helped take a bad situation and make it much worse.

What do you think? Let me know!

 


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The Duke of Url Posted On 2/17/2009 5:16:53 PM

Your dead wrong.

moneymakah Posted On 2/17/2009 5:58:31 PM

Does Tom only hire clones? I wrote Tom 18 months ago advising that we were entering the worst financial crisis in many, many, years and he responded that he would be just fine. Folks like me, who wear clear lenses, have been able to profit by shorting this bloated sector and realizing that an overwhelming majority of the large banks are insolvent. I wonder if anyone on this site will ever draw the same conclusion? Here is another prediction for you to blow off. I suspect you will get your wish and MTM will go away. If/when this happens we will likely get another brief, ill-informed rally in financials (e.g., stimulus, bank bank model, tarp, etc.) i'll then continue to use my dry powder to continue to short these still overvalued securities... Another prediciton, you'll continue not to see the light. Anymore calls that we have hit the bottom yet?

Mark Van Ert Posted On 2/17/2009 6:21:24 PM

Hi Zach, What's the probablility that MTM gets suspended in the current market, and if it does, what do you think the impact will be on the major FS institutions?

DAve Posted On 2/17/2009 7:29:45 PM

The market is in desperate need for confidence. Test the waters throw the mto m debate out there watch the market reaction , if it works do it untill the market stabilizes. then convert slowlt to fair based.

Erich Riesenberg Posted On 2/17/2009 9:29:04 PM

Yes Dave, confidence! Perhaps Congress could pass a law requiring "investors" to add a zero (mulitply by ten) the asset side of the balance sheet when making an "investment" decision. Believe, believe! These are great ideas, keep them coming.

mopedman Posted On 2/17/2009 11:25:36 PM

Taking a look at MTM from the reverse view in order for it to make things work correctly you would have to mark assets down when they are up in value...and mark them up when they are down and this will never happen. I think banks should list them at book value and let investors and others factor in the risk. The sell off in banking was very fishy the other day...the news said we were afraid about Geithers comments way before most knew it. His comments on the 'stress test' were a direct hit on financials however before the day was done. Viva la difference between that and 'no more big banks fail.' Does this mean now that even banks the government has allowed to buy others now might face the ax? I don't think so but apparently many do. Unfortunately I'm afraid we'll have to wait until GM is delt with before we receive clarification but it will come and it will be a very good day for banking when it does.

mopedman Posted On 2/17/2009 11:44:48 PM

One more. Another thing working against the situation are people who short banks then go every web site in creation (under different names at times) and harp on how bad they are. Hmm I see 11,114,900 shares are bet Bank Of America is under $5 on the 20th...lots of luck to you and the 5,825,600 at under $6. BTW you're both toast if the government makes it's announcement Thurs and the $5 is if they wait until Friday.

Rob Posted On 2/18/2009 1:10:54 AM

Yes, remove MTM. Let banks and their uber-intelligent employees value their own assets using the sophisticated models they have with . That I am sure is the answer.

Finance 101 Posted On 2/18/2009 7:15:19 AM

All good points, add funding long-term assets with short-term priced funding / capital model and we got de ja vue the S&L crisis x25. Add a little Sarbanes Oxely to the mix with the well intentioned (we hope) crowd in Washington and the media and you get a crisis of confidence death spiral. Leadership is weak across the industry with only a few capable leaders that may actually educate policy-makers for the good of the country - no make that world. By the way Pandit, Geitener, Sommers, Duggan, and, maybe, Bernanke are not on my list. Marks are elusive. Are today's marks tomorrow's Enron scandal? Doubt it, bankers do not like wide striped outfits with ill-fitting bracelets ie hand-cuffs. Its an art not a science as the leaders of the G-6, Regulators, and the Accounting visionaries intended when setting Policy. Time to get back to the fundamentals of finance - get rid of short-term marks for long-term assets. That lesson was taught in the '89-'92 industry crisis.

Linda Gipson Posted On 2/18/2009 10:28:33 AM

Why don't people understand this???? The ridiculous continuous discussion of why this MAY be affecting the banks capitalization is ridiculous. I am not an economist but this is just a logical conclusion. I have been in the mortgage industry for 30 years and see so much solutions to the issures with the banks and the mortgage problems. I don't understand why the people in Washington don't understand it. Do they just not see the trees for the forest? Instead of economists looking at all of this on a theoretical basis why aren't they getting in a room with people in the real world who work with this on a daily basis.

Observer Posted On 2/18/2009 4:08:22 PM

If a bank is holding securities for liquidity purposes, wouldn't you want them marked-to-market? You'd rather they *report* higher liquidity than they really have? MTM is not the problem. And banishing it will not end the banks ills.
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